
Education and Training
Philosophy.
Educational and training materials should not only provide a better understanding
of relevant ethics laws, rules, and procedures, but should also provide
state officers and employees with a foundation in the core ethical principles
in public service. These materials should them the tools they need to resolve ethics
problems and know when to seek advice.
Resources. In addition to online
ethics training (located on our homepage), staff is available to conduct
ethics training for executive management teams. Other training is available through the Department of Personnel (DOP). To learn more, please visit our Training page.
Advice and Comment
The Board responds to requests for guidance
on whether a certain conduct or course of action might violate RCW 42.52
by issuing Advisory Opinions. Advisory Opinions interpret RCW 42.52 by
applying the ethics standards to specific issues. Advisory Opinions may
advise that the conduct or situation would not violate RCW 42.52; that
the conduct or situation would violate; and, may provide recommendations
and suggestions on how to ensure compliance.
Staff is also available to consult with
agencies and employees on whether issues or situations in the workplace
might create ethics concerns under RCW 42.52. Getting advice beforehand
can be an effective means of preventing violations and the need for investigations,
hearings, and enforcement actions. Staff advice might also be useful in
helping an employee or agency evaluate the need to request an Advisory
Opinion.
Staff will also review agency policies,
procedures, and ethics training programs, and provide feedback to the
agency.
Visit this link for Board issued Advisory
Opinions
Executive
Ethics Board Formal Advisory Opinions
Ethics Complaints and Whistleblower
ReferralsIf any state agency, state employee, or
private citizen discovers potential violations under RCW 42.52, they
may be forwarded to the Executive Ethics Board. Based on an investigation
of the allegations and the findings, the Executive Ethics Board may either
dismiss the allegations, issue a civil penalty, or a Letter of Concern,
Instruction, or Reprimand. In addition, the State Auditor's
Office may forward whistleblower findings in situations where the allegation
includes potential violations of RCW 42.52.
What factors are used in determining
whether to impose a civil penalty?
- The nature of the allegation;
- The position and official duties of
the employee;
- The potential that an agency's discliplinary
or corrective action will effectively address the finding(s);
- whether the agency had a policy or
procedure in effect that should have prevented the finding(s);
- Whether the employee has received ethics training.
State Employees Seeking to Contract with Their
Own or Another State Agency
As a state employee, you are
not prohibited from receiving compensation or anything of economic value
under a contract or grant outside of your official duties for another
state agency or with your own state agency if you meet the following conditions:
- The contract or grant is legitimate
and actually performed; the performance of the contract or
grant is not within your official duties, under your supervision, or
was created by you in an official capacity; the contract or grant is not performed
for nor compensated by a person from who you would not be able to receive
a gift; and, the contract or grant would not require
the disclosure of confidential or nonpublic information.The contract or grant must be awarded
through an open and competitive bidding process and more than one bid
or grant application must be received; or,
- If only one bid or grant application
is received, or the process for awarding the contract or issuing the
grant was not open and competitive, seek the advice and approval of
the Executive Ethics Board to determine whether the contract or grant
could create a conflict of interest.
When seeking the advice and approval of the Ethics
Board, provide the following information:
- A description of your official duties; a statement of the work to be performed under the contract
or a copy of the contract; he duration and dollar value of the contract; a statement that no state resources will be used to
fulfill the contract; a description of how the work will be performed without
the use of state resources, including paid state time; and,
- A statement that the employing agency has reviewed
or approved the outside contract under applicable rules or policies,
except when requesting a conditional approval as provided in subsection
(5)(b) of this section [whereby the executive director may conditionally
approve the contract or grant application when there would be no potential
conflict of interest or violation of any part of RCW 42.52].
Forward this information to the Executive Director via mail, fax or email:
PO BOX 40149
OLYMPIA WA 98504-0149
VIA FAX: 360-586-3955
EMAIL: ethics@atg.wa.gov
The Director will be able to review your materials and
approve the contract or grant, provided that all ethics requirements are
met. If, however, a question arises as to whether you could have a conflict,
disposition of the contract or grant will be forwarded to the Board for
action at its next regularly scheduled meeting.
State Agency Policy Review
WAC
292-110-010(8) encourages state agencies to
adopt policies applying ethical principles to their unique circumstances.
Agency policies that are approved by the Executive Ethics
Board qualify for "safe harbor" under WAC
292-120-035. Please note that this rule does not prohibit an agency
from adopting more restrictive policies than the minimum standards provided
under the Ethics in Public Service Act. Agencies may submit written requests to the Executive
Director for a preliminary review of policies incorporating ethical standards.
Please include a copy of the draft or current policy and send to:
PO Box 40149
Olympia WA 98504-0149
or via email to ethics@atg.wa.gov
Click on the following link to view agency policies approved
by the Board:
Board
Approved Policies |