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2000 Executive Ethics Board Advisory Opinions

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Opinions by Subject and Statute

Advisory Opinion
Subject Issue Summary of Board's answer RCW and/or WAC Cross Reference
 00-01  Employment after public service 

Ownership of stock

Does a former state employee's ownership of stock with a post-state employer create a beneficial interest in contracting with former state employer? Yes. The ownership of stock confers ownership in a company's assets; allows stockholders to participate in the general management of the company; and provides the stockholders with a share in company profits or earnings. To the extent that a company's profits or earnings derive from its contracts, stock ownership confers a beneficial interest in those contracts. RCW 42.52.080 97-07  

98-11  

 00-02  Compensation for outside activities; employment after public service 

Financial benefits on administered grant program

Are there any circumstances under which a state employee may financially benefit on projects funded by a grant program an employee administers? No. RCW 42.52.030 prohibits state officers and state employees from financially benefiting as a result of grant programs under the officer's or employee's supervision. RCW 42.52.040 prohibits state officers or state employees from assisting others, whether or not for compensation, in a transaction involving the state, and therefore prohibits a state employee from volunteering for an organization that is a recipient of grant funds or a contractor under a program administered by the state employee. 
RCW 42.52.120 

RCW 42.52.080

96-07  

97-03  

97-09 

 00-03  Use of state resources 

Cell phones

Can a state employee who has been issued a cellular phone for official business modify the phone to establish a personal line for calls that will be paid for by the employee? The answer is no. Under WAC 292-110-010(6) a state officer or state employee may not make private use of state resources and then reimburse the agency so there is no actual cost to the state. If a state officer or state employee is provided a cellular phone for the purpose of conducting state business, use of the phone is limited to the facilitation of state business unless the agency has submitted, and the Board has approved, a policy of reimbursement.  RCW 42.52.160  

WAC 292-110-010 

97-04 
00-03A Use of persons, money, or property for private gain; Use of state resources This opinion supplements Advisory Opinion 00-03.  Master agreement does not prohibit a state employee from adding a private line to a state phone subject to agreement.  However, this fact does not change the result of Advisory Opinion 00-03. RCW 42.52.160 

WAC 292-110-010

97-04
00-04  Compensation for outside activities 

Private timber company regulated by employing agency

Whether an archaeologist has a potential conflict of interest if the archaeologist holds outside employment with a private timber company regulated by the archaeologist's employing agency. No, unless the archaeologist is required to participate in regulatory matters affecting the interests of the outside employer. If the archaeologist does participate in regulatory matters that may affect the interests of the outside employer, the conflict of interest must be addressed through some alternative means or the employee may be required to divest the outside employment.  RCW 42.52.020  

RCW 42.52.120 

97-03 
 00-05  Compensation for official duties or nonperformance; gifts; limitations on gifts 

$100 Cash award

Can a state employee accept a $100 cash award from the Western Association of State Highway and Transportation Officials (WASHTO) for team excellence?  No. Cash awards in excess of $50 may not be accepted by state officers and state employees unless they fall within the exception under RCW 42.52.010(10)(j) for "Awards, prizes, scholarships, or other items provided in recognition of scientific or academic achievement."  
 
RCW 45.52.010  

RCW 42.52.110  

RCW 42.52.140  

RCW 42.52.150

96-01  

99-05 

 00-06  Gifts 

Cash prize

Can a state- employee accept a cash prize in recognition for engineering achievement under the academic and scientific achievement exemption under RCW 42.52.010(10)(j)?  Yes. Cash prizes awarded for outstanding engineering achievement fall under the exemption in RCW 42.52.010(10)(j) for academic and scientific achievement. RCW 45.52.010  

RCW 42.52.150

99-05
 00-07  Post-State Employment Can a former state employee provide consulting services to his former state agency when the consulting services are similar to work previously performed under a grant that funded the former employee's state work? Yes. The prohibition against assisting in a transaction involving the state under RCW 42.52.080(5) is not violated if post-state consulting services do not involve the same services that the former employee rendered under a grant-funded position, and when the former employee did not participate in the decision to contract for such services. However, the Board is concerned about the appearance of a conflict that arises when post-state consulting services are substantially similar to grant-funded duties performed during state employment.
RCW 42.52.080 .
00-08 Use of state resources 

Political campaigns; officer or employee title

Is there a violation of RCW 42.52.180(1) if a state officer or employee uses his or her title when supporting or opposing a candidate for office or a ballot proposition? No.  State officers' or employee's titles are not a facility of their agency, so long as any use of the title is accompanied by a disclaimer that the officers or employees are speaking for themselves and not their agencies RCW 42.52.180 .
00-09 Use of persons, money, or property for private gain Does the use of state resources such as employee time, equipment, and supplies for the Combined Fund Drive violate RCW 42.51.160(1)? No.  RCW 42.52.160(1) does not apply to the conduct of state business.  The Combined Fund Drive is part of the business of the state.  RCW 42.52.160  .
00-10 Use of persons, money, or property for private gain Is there a violation of RCW 42.52.160(1) when an employee of one agency uses the computer of that agency to send e-mail as part of his volunteer activities for the Hunter Education Programs, which is conducted by another agency? The answer depends on whether the employing agency approves.  There is no violation of RCW 42.52.160(1), so long as the employing agency has no objection to the use of the computer and the e-mail for the volunteer program RCW 42.52.160 

 
 
 
 
 .

00-11 Use of state facilities for voluntary benefits Does an employee violate RCW 42.52.160(1) by permitting a business to use state facilities to provide employees with information about insurance products that may qualify for voluntary employee payroll deductions pursuant to RCW 41.04.020? No.  RCW 41.04.020 authorizes voluntary employee payroll deductions to pay for certain types of insurance.  It does not violate RCW 42.52.160(1) for an employee to permit a business selling these insurance products to use state facilities to provide information about their products. . .
00-12 Compensation for performing official duties; tips Does the acceptance of a tip by a student employed as a waiter in a college restaurant violate the prohibition in RCW 42.52.110 against receiving additional compensation for performing official duties? No. RCW 42.52.110 is not violated because tipping in the restaurant industry is unique in the sense that it is part of the basic compensation paid to employees.  Receipt of a tip for providing service in a restaurant does not confer a special privilege on anyone. RCW 42.52.110 

RCW 42.52.070 

 
00-13 Employment after public service May a former state employee, who was as a "project leader" with the Washington Department of Fish & Wildlife, assist a new employer to complete the project under a new contract Yes, because the former state employee will be assisting his new employer in a contract that was developed and negotiated after the former state employee had left state employment. RCW 42.52.080

97-06

98-02

00-14 Conflict of Interest

1. Is it a violation of the Ethics in Public Service Act for a state agency Program Director, or Acting Program Director, who sits on an agency decision making body that awards and administers funding, to participate in agency decisions that affect an organization on whose board the employee sits?

2. Is it a violation of the Ethics in Public Service Act for a state agency Program Director, or Acting Program Director, who sits on an agency board that awards and administers funding, to participate in agency decisions that affect "direct competitors" of an organization on whose board the employee sits?

1. Yes, the Program Director or Acting Program Director would be participating, in his or her official capacity, in a transaction involving the state and an organization of which the Program Director or Acting Program Director is an officer or member, in violation of RCW 42.52.030(3). The Program Director or Acting Program Director may resolve the violation by disclosing the relationship and declining to participate in the transaction.

2. Yes, membership on the board of an organization is an interest in the organization that, or conflicts with, the discharge of a state officer's or state employee's official duties as a state agency decision maker regarding the organization or its direct competitors, in violation of RCW 42.52.020. The Program Director or Acting Program Director may resolve the violation by disclosing the relationship and declining to participate in any transaction involving the organization or any organization that has an adverse interest to the organization.

RCW 42.52.020

RCW 42.52.030  

97-10

00-04

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